Compliance

KYC, AML & Compliance in Fintech

Make compliance a product discipline: customer onboarding that scales, monitoring that catches real risk, and documentation that satisfies auditors—not checkbox theater.

Format: 2 weeks · instructor-led or self-paced options · certificate of completion · examples from our production builds (Meras, Infinipi, and others).

Course fee

$1,800

Students (50% off): $900 — valid student ID required

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What you will be able to do

  • Differentiate KYC, KYB, CDD, EDD, and ongoing due diligence triggers.
  • Select identity proofing patterns: document, biometric, database, step-up.
  • Integrate sanctions and PEP screening with match resolution workflows.
  • Partner with TM teams on scenarios, tuning, and model governance.
  • Embed privacy: data minimization, lawful basis themes, retention schedules.
  • Prepare for exams: control narratives, sampling, evidence repositories.

Syllabus

Week 1 — Onboarding, identity & screening

  • Risk-based approach: customer risk ratings, geography, product risk.
  • Identity evidence: documentary, electronic, in-person; forgery awareness.
  • KYB: UBO discovery, corporate charts, shell red flags.
  • Sanctions: lists, fuzzy matching, false positives, 50-percent rules (overview).
  • PEP handling: classification, enhanced monitoring, exit paths.
  • Vendor landscape: IDV providers, orchestration layers, SLA management.

Week 2 — Transaction monitoring & compliance engineering

  • AML typologies for digital channels: mules, layering via crypto off-ramps (patterns).
  • TM system architecture: events, features, decisions, cases.
  • STR/SAR workflows: escalation, legal review hooks, confidentiality.
  • Travel rule and VASP themes for crypto-adjacent fintech (awareness).
  • Embedding controls in CI/CD: feature flags for risky geos, kill switches.
  • Capstone: onboarding + monitoring flow for a neobank segment (e.g., freelancers).

Tools & concepts

IDV APIs Screening vendors TM case systems Risk matrices Policy docs

Capstone

Produce a risk matrix excerpt, onboarding decision tree, and 5 TM scenarios with thresholds.

Who should attend

Compliance analysts going technical, engineers on growth teams, and PMs in regulated products.

Prerequisites

No legal background required; not legal advice—operational and technical patterns only.

Ready to join?

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Fee $1,800 · 2 weeks. Students receive 50% off with valid ID. We will email payment instructions and next steps after you submit.

Corporate or bulk seats? Contact us. For other courses see all trainings.